top of page

Compliance Program Audit Responses
A Partner Helping You Respond to an External Audit
Compliance program audit response services supports your Compliance Office when your organization’s compliance program is being audited or reviewed by a Regulator or Enforcement Entity. When an audit or review is initiated, it can be very stressful for the Compliance Officer and staff. We help you gather and review key documents before their submission, and if needed, draft a response that puts you in the best position to show your compliance program meets the requirements.Â

bottom of page